Nancy Morris

Results: 197



#Item
21Christopher Cox / Securities and Exchange Commission / Government / Corporate crime / U.S. Securities and Exchange Commission / Boston Options Exchange

January 12, 2006 Nancy Morris Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549

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Source URL: www.sec.gov

Language: English - Date: 2006-01-13 12:27:31
22Financial markets / Boston Options Exchange / Securities Exchange Act / Christopher Cox / International Securities Exchange / Market maker / Economy of the United States / Financial economics / OptionsXpress / United States Securities and Exchange Commission / 73rd United States Congress / United States securities law

optionsXpresse holdings January 19,2006 Nancy Morris Secretary

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Source URL: www.sec.gov

Language: English - Date: 2006-01-25 08:28:12
23Investment / Finance / Financial regulation / Short selling / Financial markets / Boston Options Exchange / Short / Order / Fee / Stock market / Business / Financial economics

CITADEL June 9,2006 Nancy Morris Secretary Securities and Exchange Commission

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Source URL: www.sec.gov

Language: English - Date: 2006-06-16 11:44:29
24Self-regulatory organizations / Business / Municipal Securities Rulemaking Board / Registered Investment Advisor / Financial Industry Regulatory Authority / Financial adviser / U.S. Securities and Exchange Commission / Securities Exchange Act / Broker-dealer / United States securities law / Financial economics / Finance

VIA ELECTRONIC MAIL October 5, 2007 Nancy M. Morris Secretary Securities and Exchange Commission 100 F Street, NE

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Source URL: www.sec.gov

Language: English - Date: 2007-10-10 11:50:09
25Investment / United States Securities and Exchange Commission / Self-regulatory organizations / Chicago Stock Exchange / Stock market / Order / Financial services / Regulation NMS / Securities Exchange Act / Financial economics / Financial markets / Finance

ORDER EXECUTION SERVICES HOLDINGS, INC. 194 Nassau Street, Suite 30, Princeton, NJ[removed]October 10, 2006 Ms. Nancy M. Morris

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Source URL: www.sec.gov

Language: English - Date: 2006-10-12 11:35:09
26Management / Business ethics / Private law / Shareholder resolution / Business law / Proxy voting / Proxy statement / Christopher Cox / Board of directors / Business / Corporations law / Corporate governance

September 27, 2007 Commissioner Christopher Cox Chairman – Securities & Exchange Commission, Nancy Morris Secretary – Securities & Exchange Commission 100 F Street NE

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Language: English - Date: 2007-10-01 15:11:00
27Investment / Financial economics / Financial regulation / Municipal Securities Rulemaking Board / Securities Act / U.S. Securities and Exchange Commission / College Savings Plans Network / Municipal bond / 529 plan / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

Municipal Securities Rulemaking Board May 14,2007 Nancy M. Morris Secretary

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Source URL: www.sec.gov

Language: English - Date: 2007-05-15 12:28:59
28Belmont /  Massachusetts

Regional Coordinating Council: Region 3 January 25, 2011 at the Belmont Mill, Belmont, NH 2:07 PM Joe Jessman, Nancy Druke, Patrick Herlihy, Ginny Schneider, Jack McEmory, Pam Jolivette, Steve Henniger, Lisa Morris Also:

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Source URL: midstatercc.org

Language: English - Date: 2012-01-04 13:35:06
29Self-regulatory organizations / Stock market / United States securities law / Abbreviations / Ticker symbol / NASDAQ / New York Stock Exchange / Chicago Stock Exchange / Exchange-traded fund / Financial economics / Investment / Economy of the United States

August 3, 2007 Nancy Morris Secretary, Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]Dear Ms. Morris:

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Source URL: www.sec.gov

Language: English - Date: 2007-08-07 08:47:25
30U.S. Securities and Exchange Commission / Economy of the United States / Business / Curzon Street / NASDAQ / Curzon

7 Curzon Street, London, W1J 5HG Tel: +[removed]9009 Fax: +[removed]9004 August 9, 2007 Nancy M. Morris

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Source URL: www.sec.gov

Language: English - Date: 2007-08-10 12:38:28
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